Groups support the FPA petition to rescind illegal broker exemption


We support reforms to the financial marketplace that protect consumers from unscrupulous banks and lenders.

By Consumers Union on Tuesday, July 20th, 2004

Consumer Groups Express Support for FPA Petition to Rescind Illegal Broker Exemption from the Investment Advisers Act

The Consumer Federation of America, Fund Democracy, Consumer Action, and Consumers Union strongly support the Financial Planning Association’s lawsuit challenging the Securities and Exchange Commission’s proposed rule expanding the broker-dealer exclusion from the Investment Advisers Act. For more click here.

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